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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Cremona Richard S. 750 N COMMONS DRIVE AURORA, IL 60504 |
Chief Operating Officer |
/s/ Jeniffer Jaynes, by power of attorney | 05/27/2014 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Based on the Issuer's fiscal 2014 performance, approximately 93.7% of the performance stock units ("PSUs")granted on July 1, 2013, under its 2004 Stock Incentive Plan were earned. Additional PSUs subject to this grant may be earned based on the Issuer's performance in fiscal 2015, 2016 and 2017 (together with fiscal 2014, the "Performance Period"), with the cumulative number of PSUs that may be earned during the Performance Period not to exceed 200% of the amount originally granted. Any PSUs earned generally vest in annual increments during the Performance Period (on the date the Issuer's audited financial statements are accepted by its Audit Committee) and, upon vesting, convert into shares of Class A Common Stock on a one-for-one basis. |
(2) | Shares were withheld to satisfy statutory tax obligations upon vesting of PSUs |